Robert C. Stokes III, P.A. | FINRA Arbitration Tampa, FL Stock Broker Arbitration Tampa, FL | FINRA Arbitration Tampa, FL | Securities Attorney in Tampa Florida

FINRA Securities Arbitration and Broker Investigations in Tampa, Florida

Robert C. Stokes III is a graduate of Cornell University and received his J.D. from the Georgetown University Law Center. He has been a litigator in Tampa, Florida since 1999, including in-house counsel positions as Vice President for both Morgan Stanley DW, and Raymond James Financial, Inc.

Robert C. Stokes III currently maintains an office in the Westshore area of Tampa, and represents customers, brokers and broker/dealers in a variety of FINRA arbitration and investigatory matters:

Stocks
Bonds
Mutual Funds
FINRA/State of Florida Investigations
Unsuitable Investments

Unauthorized Trades
Fraud
Breach of Fiduciary Duty
FINRA Employment and Termination for Brokers
U4/U5 Defamation