813-261-5083 rstokes@rcstokes3.com

FINRA Securities Arbitration and Broker Investigations in Tampa, Florida


Robert C. Stokes III is a graduate of Cornell University and received his J.D. from the Georgetown University Law Center.  He has been a litigator in Tampa, Florida since 1999, including in-house counsel positions as Vice President for both Morgan Stanley DW, and Raymond James Financial, Inc.

Robert C. Stokes III currently maintains an office in the Westshore area of Tampa, and represents customers, brokers and broker/dealers in a variety of FINRA arbitration and investigatory matters:

  • Stocks
  • Bonds
  • Mutual Funds
  • FINRA/State of Florida Investigations
  • Unsuitable Investments
  • Unauthorized Trades
  • Fraud
  • Breach of Fiduciary Duty
  • FINRA Employment and Termination for Brokers
  • U4/U5 Defamation