Robert C. Stokes III currently maintains an office in the Westshore area of Tampa, and represents customers, brokers and broker/dealers in a variety of FINRA arbitration and investigatory matters:
- Stocks
- Bonds
- Mutual Funds
- FINRA/State of Florida Investigations
- Unsuitable Investments
- Unauthorized Trades
- Fraud
- Breach of Fiduciary Duty
- FINRA Employment and Termination for Brokers
- U4/U5 Defamation